January 8, 2021 Update on Impact of US Presidential Executive Order on Prohibited Transactions in Certain Chinese Companies

** Please note: the securities referenced in the following announcement are new and in addition to those referenced in the announcement from Invesco Indexing dated January 7, 2021 **

On January 8, 2021, the Office of Foreign Assets Control (OFAC) updated the list of Chinese companies impacted by the US Presidential Executive Order dated November 12, 2020. Invesco Indexing intends to add each of these companies and their subsidiaries to the list of securities prohibited as constituents for all equity and fixed income indexes licensed by clients for the purpose of using the index as the basis of an invested portfolio. If affected securities are currently constituents of the impacted indexes, they will be deleted effective as of the close of business today, January 8, 2021.

The January 8, 2021 additions to the list of prohibited constituents is as follows:

ISIN

Security Name

US12626HAA95

CNOOC 4 1/2 10/03/23

USQ25738AA54

CNOOC 4 1/2 10/03/23

US12621VAA35

CNOOC 4 1/4 01/26/21

USG2353WAA92

CNOOC 4 1/4 01/26/21

US12623UAA34

CNOOC 3 7/8 05/02/22

USG23530AA92

CNOOC 3 7/8 05/02/22

US12625GAF19

CNOOC 2 7/8 09/30/29

US12625GAC87

CNOOC 3 05/09/23

US12591DAC56

CNOOC 4 1/4 04/30/24

US12634MAB63

CNOOC 3 1/2 05/05/25

US12634MAE03

CNOOC 4 3/8 05/02/28

US12623UAB17

CNOOC 5 05/02/42

US12625GAD60

CNOOC 4 1/4 05/09/43

US12625GAG91

CNOOC 3.3 09/30/49

US12621VAB18

CNOOC 5 3/4 01/26/41

US12591DAD30

CNOOC 4 7/8 04/30/44

HK0883013259

CNOOC Limited HK

US1261321095

CNOOC Limited CA

For any questions, please reach out to a member of the client engagement team at IndexSupport@invesco.com.